Somalia / Al-Shabaab - EP 6

Duration: 01-Dec-2023 to Present

Following the progressive easing of restrictions on the Federal Government of Somalia and Somali security forces during the previous episode, the Security Council on 1 December 2023 unanimously terminated the arms imports embargo imposed on Somalia since 23 January 1992 (UNSCR 733), recognizing the progress made against the benchmarks endorsed in UNSCR 2662 (17 November 2022). Echoing the long-standing request by the Federal Government of Somalia, the Intergovernmental Authority on Development (IGAD) in its 12 June 2023 communiqué by the Heads of State and Government of the East African block called for “the lifting of arms embargoes and sanctions that obstruct the full capacitation of Somali security forces to combat Al-Shabaab and other similar threats to national security”. During the negotiations leading up to the adoption of the resolution, African members of the Security Council (Gabon, Ghana, and Mozambique), as well as representatives of China, Russia, and the UAE also voiced their support for the Somali position.

On the same day, just prior to the adoption of UNSCR 2714, the Security Council imposed a new arms imports embargo on Somalia, from which it exempted the Government of the Federal Republic of Somalia, the Somali National Army, the National Intelligence and Security Agency, the Somali National Police Force and the Somali Custodial Corps in UNSCR 2713. The deliveries of certain items (specified in Annexes A and B of the resolution) to Somalia’s Federal Member States, regional governments, and licensed private security companies operating in Somalia remained subject to prior approval or notification, and post-delivery reporting. Noting with concern Al-Shabaab’s ability to generate revenue and launder, store and transfer resources to carry out terrorism and destabilize Somalia and the region, the resolution also added a notification requirement (to both the Sanctions Committee and the Federal Government of the Republic of Somalia) for IED components listed in Part I of Annex C and called on Member States to exercise vigilance with regards to explosive precursors and materials listed in Part II of Annex C. The remainder of sanctions provisions was reaffirmed (and an implementation assistance notice on UNSCR 2664 humanitarian exemption was issued on 6 February 2024).

To highlight the change of focus of the sanctions regime, UNSCR 2713 renamed the Sanctions Committee as well as the Panel of Experts from “pursuant to resolution 751 (1992)” (Somalia) to “pursuant to resolution 2713 (2023)” (Al-Shabaab).

Amidst the slowing-down offensive against Al-Shabaab and the adjusted drawdown plan for ATMIS, President Mohamoud convened a Somalia Security Conference in New York on 12 December 2023. The Security Sector Development Plan presented during the conference proposed a new UN-authorized multilateral mission under the auspices of the AU to follow the expected withdrawal of ATMIS in December 2024. The plans for the new mission, which was welcomed by the AU, were submitted to the Security Council on 10 April 2024, followed by a request by the Federal Government of the Republic of Somalia to terminate UN Assistance Mission to Somalia (UNSOM), which was established on 3 June 2013 in UNSCR 2102, at the end of its mandate on 31 October 2024. ATMIS completed the second phase withdrawal on 31 December 2023, in line with UNSCR 2710 (15 November 2023), and the third phase of the withdrawal was split between partial troop withdrawal by the end of 30 June 2024 and 30 September 2024, as outlined in UNSCR 2741 (28 June 2024). UNSCR 2748 (15 August 2024) confirmed 31 December 2024 as ATMIS exit date. While the post-ATMIS mission was endorsed by the AU in June 2024, the details of the mission, including its funding, were still being negotiated.

Faced with Al-Shabaab resistance and lack of security personnel, Somalia’s security force continued to struggle with the continued offensive operations against Al-Shabaab amidst the ongoing security transition. Despite territorial losses suffered by Al-Shabaab in 2022 and early 2023, the group, which has turned to guerilla tactics, has maintained its ability to carry out asymmetrical attacks and was making increasing use of IEDs during the first half of 2024 according to Secretary-General’s reports. The Federal Government has faced difficulties maintaining the recovered territories and consolidating its gains, while pushing through with the second phase of the offensive in the South and taking over security responsibilities from ATMIS forces. Additional concerns have been raised by the resurgence of piracy incidents off the coast of Somalia in March 2024, two years after anti-piracy measures had been lifted by the Security Council. Although the EU naval force in May rescued a cargo ship being hijacked and arrested suspected pirates attempting to hijack an oil tanker, the MV Abdullah cargo ship seized in March was released in April 2024 only following the payment of USD 5 million in ransom. In addition, rising concerns over ISIL operations in Puntland resulted in a US airstrike in May 2024.

2024 was also marked by increasing political tensions with Ethiopia. On 1 January 2024, Ethiopia signed a Memorandum of Understanding with Somaliland, Somalia’s northern self-governing breakaway region that declared independence in 1991, for a 50-year lease of a 20km stretch of land providing Ethiopia with sea access. The agreement, which was concluded without consultation with the Federal Government of the Republic of Somalia, was nullified by the Federal Government and opposed by the UN, AU, IGAD, and the League of Arab States as undermining the sovereignty and territorial integrity of Somalia. The disagreement resulted in the expulsion of Ethiopia’s Ambassador and a call for Ethiopian troops currently part of ATMIS to leave the country at the end of its mandate. To ease the tensions, Turkey facilitated indirect mediation talks, which took place on 1 July 2024 in Ankara. The talks did not yield significant progress, and the second round of talks is planned for 2 September 2024.

Domestic tensions with federal member states flared over the constitutional review process, which also seeks to establish direct “one-person, one-vote” elections to be held by 2026. On 30 March 2024, Somalia’s bicameral Federal Parliament approved amendments to the first four chapters of the provisional constitution. The changes, which include the increase of Presidential powers, have sparked opposition, including from Puntland, which had stopped participating in the National Consultative Council meetings in January 2023 (but its President, re-elected in January 2024, declared readiness for direct talks with the Federal Government in June 2024). While the amendments have been approved by the National Consultative Council in May 2024, the federal Member State elections planned for November 2024 are surrounded by uncertainty, including regarding the election mode, as direct “one-person, one-vote” would create further delays.

Somalia will join the Security Council as a non-permanent member in 2025-2026.


Coerce

N/A

Constrain

Constrain Al-Shabaab from posing a serious threat to the peace, security and stability of Somalia and the region.

Signal

Signal support for the Federal Government of Somalia and the state- and peace-building process, good governance, anti-terrorism, and condemning violence against women and children, among others.


Mandatory

Ongoing travel ban, asset freeze, and a targeted arms imports embargo on listed individuals/entities (including rebel factions) and charcoal exports ban from Somalia.

Existing arms imports embargo on all parties to the conflict (with conditional government exemptions) replaced with an arms imports embargo on non-governmental entities (including Al-Shabaab) at the start of the episode.


Current and maximum number of designees during the episode: 20 individual designees and 1 entity.

Current list of sanctions designees:

https://www.un.org/securitycouncil/sanctions/751/materials


Potential scope of impact

Medium

UN sanctions can have some non-discriminating impact on the general population, since they include arms embargoes, diplomatic sanctions, and/or restrictions on the conduct of particular activities or the export of specific commodities.


Sanctions Committee and Panel of Experts in place. Designation criteria were specified and targets designated. Enforcement authorities specified (ATMIS).

Implementation assistance notices:

Panel of Experts reports:

https://www.un.org/securitycouncil/sanctions/751/work-and-mandate/reports


Coercion

N/A

Policy outcome

N/A.

Sanctions contribution

N/A.

Constraint

Ineffective

Policy outcome

The Federal Government offensive against Al-Shabaab largely stalled in 2024 as the group switched to guerrilla tactics. Despite earlier territorial losses, Al-Shabaab maintained the ability to conduct attacks, including using IEDs, and fund its activities.

Sanctions contribution

The military efforts by Somali security forces, ATMIS and the US were more significant for constraining Al-Shabaab.

Signaling

Effective

Policy outcome

The refocus of the sanctions regime on Al-Shabaab has helped further stigmatize the Al-Qaida-affiliated group.

Sanctions contribution

The termination of the territorial arms imports embargo, in place since 1992, on the Federal Government of Somalia and the renaming of the sanctions regime from “Somalia” to “Al-Shabaab” send a very strong signal, reinforcing the military efforts of the Federal Government of Somalia, ATMIS, and the US.

Overall

Mixed

Strengthening security apparatus of sending states, increase in international enforcement capability, resource diversion, humanitarian consequences.


01-12-2023

Substantive

  • Notes with concern Al-Shabaab’s ability to generate revenue and launder, store and transfer resources to carry out terrorism and destabilize Somalia and the region
Existing sanctions
  • Reaffirms UNSCR 2036 and 2182 ban on the export and import of charcoal from Somalia
  • Reaffirms UNSCR 2551 conditional IED components ban (with regards to items in Part I of Annex C)
  • Decides that MS shall notify the Government of the Federal Republic of Somalia prior to selling, supplying or transferring any IED components listed in Part 1 of Annex C to Somalia and provide all relevant information to the Government of the Federal Republic of Somalia and the Committee (within 15 working days after taking place)
New sanctions
  • Imposes arms imports embargo to Somalia, including prohibition on the financing of all acquisitions and deliveries of weapons, ammunition and military equipment
  • Specifies arms imports exemptions for personal use of protective clothing by UN personnel, media representatives, private security contractors, humanitarian and development workers, and associated personnel; humanitarian and protective use of non-lethal military equipment by States, international, regional or subregional organizations; and temporary entries into Somali ports by vessels carrying weapons and military equipment for defensive purposes provided they remain aboard the vessels at all time
  • Specifies arms imports exemptions for the Government of the Federal Republic of Somalia, Somali National Army, the National Intelligence and Security Agency, the Somali National Police Force and the Somali Custodial Corps; UN personnel (including UNSOM and UNSOS), ATMIS and its contributing countries and strategic partners; and (subject to prior Committee notification) EU training and support activities, Türkiye, UK, US, and other MS forces with status of forces agreement or a memorandum of understanding with the Government of the Federal Republic of Somalia
  • Exempts deliveries of items in Annex A to Somalia’s Federal MS and regional governments and licensed private security companies operating in Somalia for providing security for international and commercial premises and personnel in Somalia (in the absence of a negative decision by the Committee within 5 working days)
  • Exempts deliveries of items in Annex B to Somalia’s Federal MS and regional governments and licensed private security companies operating in Somalia for providing security for international and commercial premises and personnel in Somalia (subject to prior notification to the Committee at least 5 working days in advance) and specifies the information to be provided in the notification
  • Decides that the Government of the Federal Republic of Somalia shall, with respect to delivery of items in Annexes A and B to Somalia’s Federal MS and regional governments and licensed private security companies operating in Somalia, submit a post-delivery notification to the Committee (within 30 days)
  • Affirms that arms sold or supplied under the arms import exemptions cannot be resold, transferred or made available to anybody not in service of the original recipient
Enhanced implementation
  • Extends UNSCR 2182 and 2607 authorization for MS acting with Federal Government of Somalia to inspect vessels coming to and from Somalia, if reasonable grounds for charcoal exports, arms imports embargo or IED components ban violations, and seize and dispose of the items (until 15.12.2024)
  • Encourages Federal Government of Somalia to register and document all arms seized from Al-Shabaab and investigate their origin
  • Calls on MS to take reasonable steps to prevent smuggling of weapons and ammunition into Somalia
Recommended additional measures
  • Encourages the Federal Government of Somalia implement appropriate legislation to regulate and monitor the import and transit of items listed in parts I and II of Annex C
  • Calls on MS to promote the exercise of vigilance regarding those involved in the sale, supply, or transfer of explosive precursors and materials to Somalia that may be used in the manufacture of improvised explosive devices, including items in part II of Annex C, keep records of transactions and share information regarding suspicious purchases and enquiries with Somalia, the Committee and the Panel of Experts

Procedural

  • Modifies the Sanctions Committee reference from “pursuant to resolution 751 (1992)” (Somalia) to “pursuant to resolution 2713 (2023)” (Al-Shabaab)
  • Extends and specifies Panel of Experts mandate (until 15.01.2025) and express its intention to review the mandate (by 15.12.2024)
  • Requests Government of the Federal Republic of Somalia reporting
  • Requests Secretary General update on progress on benchmarks contained in S/2022/698 (by 15.10.2024)

01-12-2023

Substantive

  • Terminates UNSCR 733, 1425, 2093, 2111, 2125, 2142, 2244, 2317, and 2385 arms imports embargo to Somalia, recognizing the progress made against the benchmarks endorsed in UNSCR 2662
  • Recalls the UNSCR 2713 arms imports embargo to Somalia, emphasizing that there is no arms embargo on the Government of the Federal Republic of Somalia

19-07-2024

Procedural

[not adopted under Chapter VII]

  • Adopts a new Focal Point delisting procedure (specified in Annex I), replacing the procedure set out in UNSCR 1970 (2006)
  • Establishes an informal working group of the Security Council to examine general issues on the subject of UN sanctions and specifies its mandate and terms of reference (Annex II)

13-12-2024

Substantive

  • Extends UNSCR 2182 and 2607 authorization for MS acting with Federal Government of Somalia to inspect vessels coming to and from Somalia, if reasonable grounds for charcoal exports, arms imports embargo or IED components ban violations, and seize and dispose of the items (until 28.02.2025)

Procedural

  • Extends and specifies Panel of Experts mandate (until 31.03.2025) and express its intention to review the mandate (by 28.02.2025)

28-02-2025

Substantive

  • Extends UNSCR 2182 and 2607 authorization for MS acting with Federal Government of Somalia to inspect vessels coming to and from Somalia, if reasonable grounds for charcoal exports, arms imports embargo or IED components ban violations, and seize and dispose of the items (until 03.03.2025)

03-03-2025

Substantive

Existing sanctions
  • Reaffirms UNSCR 2036 and 2182 ban on the export and import of charcoal from Somalia
  • Modifies the arms imports exemption from ATMIS and its troop- and police-contributing countries and strategic partners to AUSSOM and its troop- and police-contributing countries
  • Modifies the exemption for delivery of items in Annex A to Federal Member States or licensed private security companies operating in Somalia to require Federal Government of Somalia coordination (in addition to absence of negative decision by the Committee within 5 working days) and specifies the MS and Federal Government of Somalia notification process
  • Modifies the exemption for delivery of items in Annex B of UNSCR 2713 to cover all arms not included in Annex A for the purpose of providing security for international and commercial premises and personnel in Somalia to require Federal Government of Somalia coordination (in addition to prior notification to the Committee at least 5 working days in advance) and specifies the MS and Federal Government of Somalia notification process
  • Reaffirms that arms sold or supplied under the arms import exemptions cannot be resold, transferred or made available to anybody not in service of the original recipient
  • Reaffirms UNSCR 2551 and 27 conditional IED components ban (with regards to items in Part I of Annex B) and the related prior and within 15 days post sale, supply or transfer MS notifications to the Government of the Federal Republic of Somalia
Enhanced implementation measures
  • Extends UNSCR 2182 and 2607 authorization for MS acting with Federal Government of Somalia to inspect vessels coming to and from Somalia, if reasonable grounds for charcoal exports, arms imports embargo or IED components ban violations, and seize and dispose of the items (until 31.12.2025)
  • Encourages Federal Government of Somalia to register and document all arms seized from Al-Shabaab and investigate their origin
  • Calls on MS to take reasonable steps to prevent smuggling of weapons and ammunition into Somalia and share data regarding arms embargo violations
Recommended additional measures
  • Requests the Federal Government of Somalia to continue disrupting Al-Shabaab’s financial operations
  • Encourages continued cooperation at the regional and international level to address the threat posed by Al-Shabaab to Somalia
  • Reiterates UNSCR 2713 recommended additional measures related to regulation and monitoring of the import and transit of items listed in parts I and II of Annex B and the exercise of vigilance regarding improvised explosive devices, including items in part II of Annex B

Procedural

  • Extends and specifies Panel of Experts mandate (until 13.01.2026) and express its intention to review the mandate (by 13.12.2025)
  • Requests Government of the Federal Republic of Somalia reporting
  • Requests Secretary General technical assessment regarding the arms imports embargo targeting Al-Shabaab (by 01.11.2025)
  • Affirms commitment to work with Somalia to ensure progressive adjustment of sanctions measures to degrade the threat of Al-Shabaab and expresses intention to review the appropriateness of sanctions measures and alignment of structure and capabilities of the Panel of Experts to the evolving security context in Somalia and make necessary adjustments as appropriate